Douglas W. Campbell

ALPHA CAPITAL FAMILY OFFICE

GREENWOOD VILLAGE, CO 80111

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CRD#: 1157205

Professional summary

Douglas Walter Campbell, AIF®, who also goes by Doug Campbell, is a registered financial advisor currently at ALPHA CAPITAL FAMILY OFFICE, LLC located in Greenwood Village, Colorado.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Douglas has worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/30/2017 - DD CAPITAL, MANAGING MEMBER, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 1%/ GREENWOOD VILLAGE, CO. 2. ALPHA CAPITAL WEALTH PLANNING, LLC, OWNER- DORMANT ENTITY 3. Ulster Circle Partners- Member, serves as the ownership entity of real estate where ACFO is located. 4. BOARD MEMBER. POSITIVITEE/ NO CHECK WRITING AUTHORITY/ NOT INVESTMENT RELATED 1%/ GREENWOOD VILLAGE, CO. 5. BOARD MEMBER & TRUSTEE/ GREATER COLORADO COUNCIL, BOY SCOUTS OF AMERICA/ NOT CURRENT CLIENT OF ACFO / 1%/ GREENWOOD VILLAGE, CO. 6. BOARD OF GOVERNORS MEMBER/ EISENHOWER HEALTH FOUNDATION/ NO CHECK WRITING AUTHORITY/ NOT INVESTMENT RELATED/ 1% / GREENWOOD VILLAGE, CO. 7. MEMBER OF ONE-FAMILTY BUSINESS INSTITUE, LLC./ NOT INVESTMENT RELATED/ 5%/ NON-PROFIT ORGANIZATION/ GREENWOOD VILLAGE, CO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Walter Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 3, 2020 - Present

ALPHA CAPITAL FAMILY OFFICE, LLC

Office #1: 5750 S. Ulster Circle East, Greenwood Village, CO 80111

RIA

CRD#: 307521

GREENWOOD VILLAGE, CO

Past

November 30, 2017 - September 14, 2018

LPL FINANCIAL LLC

CRD#: 6413

CENTENNIAL, CO

Past

May 18, 2016 - June 18, 2020

ALPHA CAPITAL MANAGEMENT GROUP LLC

RIA

CRD#: 283624

CENTENNIAL, CO

Past

July 28, 2015 - July 5, 2016

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

LONE TREE, CO

Past

July 28, 2015 - October 31, 2017

LPL FINANCIAL LLC

CRD#: 6413

CENTENNIAL, CO

Past

December 13, 2010 - July 29, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENWOOD VILLAGE, CO

Past

December 13, 2010 - July 29, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREENWOOD VILLAGE, CO

Past

March 5, 2009 - December 14, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ORLANDO, FL

Past

February 27, 2009 - December 14, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ORLANDO, FL

Past

April 4, 2007 - March 2, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ORLANDO, FL

Past

April 4, 2007 - March 2, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ORLANDO, FL

Past

March 7, 2007 - April 23, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

March 29, 2005 - April 23, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

January 29, 2003 - August 2, 2004

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

September 30, 1999 - September 4, 2002

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

January 14, 1999 - January 21, 2003

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

January 13, 1999 - January 21, 2003

CETERA ADVISORS LLC

RIA

CRD#: 10299

DENVER, CO

Past

March 23, 1994 - December 31, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 6, 1990 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

March 6, 1990 - February 18, 1994

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

March 9, 1988 - December 16, 1989

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 13, 1987 - February 17, 1988

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

Past

April 11, 1986 - September 3, 1986

POE SECURITIES, INC.

CRD#: 16391

Past

November 26, 1985 - April 16, 1986

FIRST PARK EQUITIES, INC.

CRD#: 5269

Past

October 24, 1985 - November 14, 1985

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Past

January 24, 1985 - November 1, 1985

CINCINNATI ANALYSTS, INC.

CRD#: 5478

Past

September 5, 1984 - January 9, 1985

CFG SECURITIES CORP.

CRD#: 10815

Past

September 23, 1983 - August 30, 1984

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CAPITAL FAMILY OFFICE, LLC

AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/3/2020)

IAR

Texas
(3/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 11/7/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/1985

General Securities Principal Examination

Current Firm

ALPHA CAPITAL FAMILY OFFICE, LLC

AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

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Contact information

Main Address

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 900-1911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/19/2025)

PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 217,402,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas W. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Walter Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

ALPHA CAPITAL MANAGEMENT GROUP LLC

GALLACHER CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

SLD AMERICA EQUITIES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

MUTUAL SERVICE CORPORATION

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

SIGNATURE ESTATE SECURITIES, LLC

POE SECURITIES, INC.

FIRST PARK EQUITIES, INC.

GLOBAL INVESTOR SECURITIES, INC.

CINCINNATI ANALYSTS, INC.

CFG SECURITIES CORP.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ALPHA CAPITAL FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2007

Series 63

Date: 11/13/1984

SIE

Date: 9/14/2018

Series 22

Date: 11/7/1984

Series 7

Date: 10/20/1984

Series 6

Date: 9/22/1983

Series 24

Date: 6/17/1985

Current Firm

ALPHA CAPITAL FAMILY OFFICE, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CAPITAL FAMILY OFFICE, LLC

TRUST BUT VERIFY

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