Robert J. Conway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Conway JR, who also goes by Robert John Conway II, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1983. Robert had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2007 - May 9, 2014
GROVE POINT INVESTMENTS, LLC
March 21, 2007 - May 9, 2014
GROVE POINT INVESTMENTS, LLC
June 27, 1996 - January 12, 2015
DIVERSIFIED SECURITIES, INCORPORATED
March 27, 1995 - June 19, 1996
DIVERSIFIED SECURITIES, INCORPORATED
November 23, 1993 - June 13, 1994
DIVERSIFIED SECURITIES, INCORPORATED
October 30, 1986 - October 5, 1993
EMPOWER FINANCIAL SERVICES, INC.
July 20, 1983 - October 13, 1986
DIVERSIFIED SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
