Philip C. Gallant

OPTIMUS WEALTH MANAGEMENT GROUP

Clifton Park, NY 12065

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CRD#: 1157043

Professional summary

Philip Charles Gallant is a registered financial advisor currently at OPTIMUS WEALTH MANAGEMENT GROUP, INC. located in Clifton Park, New York.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Philip has worked at 5 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE OPTIMUS GROUP LLC NON-INVESTMENT RELATED 1745 ROUTE 9 CLIFTON PARK, NY 12065 INSURANCE SALES MANAGING PARTNER 10/2007 FULL TIME INSURANCE AGENT Vital Tax Solutions, Inc., which provides tax planning and tax return services to clients. Approximately 10%-15% of his time is spent in this business. From time to time, he will offer clients advice or products from those activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Charles Gallant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2013 - Present

OPTIMUS WEALTH MANAGEMENT GROUP, INC.

Office #1: 1745 Route 9, Suite D, Clifton Park, NY 12065

RIA

CRD#: 149256

Clifton Park, NY

Past

March 22, 2011 - March 17, 2014

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

CLIFTON PARK, NY

Past

November 19, 1986 - February 23, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

November 19, 1986 - February 23, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

May 27, 1986 - October 16, 1986

NYLIFE SECURITIES LLC

CRD#: 5167

Past

August 2, 1983 - April 17, 1986

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/14/2024)

IAR

Massachusetts
(3/26/2013)

IAR

New York
(4/3/2021)

IAR

Texas
(12/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/1/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OPTIMUS WEALTH MANAGEMENT GROUP, INC.

CRD#: 149256 / SEC#:

Florida

Registered Investment Advisory firm - (11/14/2024 Approved)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/26/2013 Approved)

New York

Registered Investment Advisory firm - (2/9/2009 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1745 Route 9, Suite D, Clifton Park, NY 12065

Mailing Address

Phone number

(518) 688-9006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip C. Gallant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Charles Gallant's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMUS WEALTH MANAGEMENT GROUP, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2008

Series 63

Date: 10/1/1984

Series 22

Date: 10/1/1984

Series 6

Date: 8/1/1983

Current Firm

OPTIMUS WEALTH MANAGEMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMUS WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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