Louie N. Ucciferri
Professional summary
Louie Nmn Ucciferri, who also goes by Louie Ucciferri, Luigi Ucciferri, is a registered financial professional currently at CAMDEN FINANCIAL SERVICES located in Keller, Texas and EDGELINE CAPITAL, LLC. located in Los Angeles, California.
Louie is registered as a RR (Registered Representative) and started their career in finance in 1984. Louie has worked at 16 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louie Nmn Ucciferri's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 1998 - Present
CAMDEN FINANCIAL SERVICES
Office #1: 4913 Bateman Road, Keller, TX 76244Office #2: 10990 Wilshire Boulevard Suite 1200, Los Angeles, CA 90024December 16, 2010 - Present
EDGELINE CAPITAL, LLC.
Office #1: 11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049December 20, 2013 - Present
LIGHTPATH CAPITAL, INC
Office #1: 1560 E. Southlake Blvd., Suite 100, Southlake, TX 76092Office #2: 1560 E. Southlake Blvd. Suite 100, Southlake, TX 76092August 23, 2018 - January 25, 2019
SBC PARTNERS
April 4, 2012 - July 12, 2013
INTEGRATED TRADING AND INVESTMENTS, INC.
October 5, 2004 - June 21, 2012
REGENT CAPITAL GROUP, INC.
October 19, 2000 - May 11, 2002
AMERIVET SECURITIES, INC.
April 28, 2000 - October 3, 2000
CAMDEN SECURITIES, INC.
June 23, 1998 - December 17, 1998
CAMDEN SECURITIES, INC.
September 25, 1995 - June 11, 1996
FINANCIAL WEST GROUP
January 5, 1995 - March 30, 1995
LANE HARTMAN SECURITIES, INC.
August 4, 1992 - June 11, 1993
COLTON FINANCIAL, INC.
June 15, 1992 - February 13, 1995
ROBERT SCOTT SECURITIES, INC.
March 30, 1992 - July 17, 1992
AMERINATIONAL FINANCIAL SERVICES, INC.
May 31, 1989 - March 17, 1992
COMMONWEALTH FINANCIAL NETWORK
July 10, 1986 - May 1, 1989
FIDELITY BROKERAGE SERVICES LLC
August 21, 1984 - March 11, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/1998)
(1/21/2011)
(2/5/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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