Valorie E. Ake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valorie Elizabeth Ake, who also goes by Valorie Elizabeth Hake, was a registered financial professional .
Valorie is a previously registered financial professional and started their career in finance in 1983. Valorie had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2012 - February 13, 2019
WILLINGDON WEALTH MANAGEMENT LLC
August 31, 1988 - May 16, 1990
HARRIS GOVERNMENT SECURITIES INC.
March 24, 1987 - November 3, 1987
CITICORP SECURITIES, INC.
August 5, 1983 - June 21, 1984
GRADISON & COMPANY INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WILLINGDON WEALTH MANAGEMENT LLC
CRD#: 129613 / SEC#: 801-63624
Contact information
Red Flags
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