TP
Terry J. Pitchford
BFC PLANNING
Lakeway, TX 78734
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CRD#: 1156863
TP
Professional summary
Terry Joe Pitchford is a registered financial advisor currently at BFC PLANNING, INC. located in Lakeway, Texas and SECURITIES MANAGEMENT & RESEARCH, INC. located in Lakeway, Texas.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Terry has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PITCHFORD FINANCIAL GROUP LLC-Y-TX-INS AGCY,AUTO,HLTH-PARTNER-07/1981-120-120-INS SALES AND SERVICE,RECV COMMISSIONS(BLUE CROSS/BLUE SHIELD) FOR NEW BUSINESS &RENEWAL BUSINESS. 2. AMERICAN NATIONAL-Y-LAKEWAY,TX-INSURANCE-AGENT-7/1981-120-120-SALES/SERVICEOF PRODUCTS. 3. TERRY J PITCHFORD AGENCY-N-LAKEWAY, TX-INSURANCE-OWNER-08/1981-180-8-INSURANCE SALES AND SERVICE. 4. THE WOODLANDS FINANCIAL GROUP- N- LAKEWAY, TX- PERSONAL LINES OF INSURANCE- BRANCH OWNER- 08/2024- 50- 0- SALES AND SERVICING PERSONAL LINES OF INSURANCE. 5. RENTAL PROPERTY- N- AUSTIN, TX- HOME RENTAL- OWNER- 06/2017- 0- 0- RENT HOUSE FOR INCOME. 6. LAKEWAY II COMMUNITY ASSOCIATION, INC.- N- LAKEWAY, TX- HOA BOARD- BOARD MEMBER- 01/2025- 2- 0- SIT ON THE BOARD AND HELP MAKE DECISIONS FOR THE HOA.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Joe Pitchford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2014 - Present
BFC PLANNING, INC.
Office #1: 211 Ranch Rd 620 S Suite 220, Lakeway, TX 78734RIA
CRD#: 119682
Lakeway, TX
Current
February 5, 1984 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 211 Ranch Rd 620 S. Suite 220, Lakeway, TX 78734BD
CRD#: 759
Lakeway, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/13/2022)
RR
Texas(2/6/1984)
IAR
Texas(2/4/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
