Peter J. Klauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Jay Klauser was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2001 - December 1, 2001
AMERIVET SECURITIES, INC.
May 23, 1997 - September 10, 1998
CHARLES SCHWAB & CO., INC.
January 2, 1997 - February 26, 1997
FIMCO SECURITIES GROUP, INC.
November 8, 1996 - December 19, 1996
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 1996 - December 19, 1996
MSI FINANCIAL SERVICES, INC.
April 28, 1995 - June 24, 1996
QUEST CAPITAL STRATEGIES, INC.
December 23, 1992 - April 28, 1993
MEYERS SECURITIES CORPORATION
September 24, 1991 - December 21, 1991
UNISON CAPITAL GROUP
August 25, 1983 - March 6, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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