James K. Chilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kenneth Chilton JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 5 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2010 - November 11, 2016
O'CONNOR & COMPANY SECURITIES INC.
August 27, 1996 - September 8, 2010
CHILTON & ASSOCIATES, INC.
May 29, 1986 - April 9, 1996
O'CONNOR SECURITIES
July 31, 1984 - June 26, 1986
B.O.C.L. SECURITIES CORP.
August 10, 1983 - June 26, 1986
BANCROFT, O'CONNOR, CHILTON & LAVELL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
O'CONNOR & COMPANY SECURITIES INC.
CRD#: 146787 / SEC#: , 8-67853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCONNOR, WILLIAM ANTHONY | PRESIDENT / CCO / CFO / FINOP / DIRECTOR | 2796133 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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