William E. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Fitzgerald was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 9 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 3, Series 14, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2023 - January 25, 2025
STG SECURITIES, LLC
May 7, 2013 - May 30, 2014
XFA SECURITIES, LLC
April 5, 2013 - October 19, 2020
X-CHANGE FINANCIAL ACCESS, LLC
March 28, 2008 - August 24, 2012
ESSEX RADEZ LLC
September 3, 2003 - September 23, 2012
EZ STOCKS, INC.
June 5, 2001 - July 10, 2002
MELVIN SPECIALISTS, L.L.C.
June 7, 1993 - June 25, 1997
ABN AMRO CLEARING USA LLC
January 1, 1988 - October 17, 1989
SECURITIES SETTLEMENT CORPORATION
September 9, 1983 - May 28, 1991
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationSeries 57TO
Date: 7/18/2022
Securities Trader ExamSeries 55
Date: 11/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
STG SECURITIES, LLC
CRD#: 322438 / SEC#: , 8-70947
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
