Kelly J. Joneson

OPTIMUM WEALTH MANAGEMENT

Pierre, SD

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CRD#: 1156756

Professional summary

Kelly John Joneson, CFP®, ChFC®, CLU® is a registered financial advisor currently at OPTIMUM WEALTH MANAGEMENT, LLC located in Pierre, South Dakota.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kelly has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OPTIMUM INSURANCE SOLUTIONS; 5077 S. 174TH ST, OMAHA, NE 68135; INV-RELATED; OWNER AND AGENT; INSURANCE SALES; START 05/2014 2)Mr. Joneson is a fishing guide with Kelly Joneson Guide Service. The activities of this business will include catching and cleaning fish where he will spend 10 hours during trading hours and 5 hours outside of trading hours. 5% of his yearly compensation will derive from this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 8, 2016 - Present

OPTIMUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 282421

Pierre, SD

Past

February 24, 2015 - March 7, 2016

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

OMAHA, NE

Past

February 2, 2001 - December 31, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

OMAHA, NE

Past

October 9, 2000 - December 31, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

OMAHA, NE

Past

July 27, 1999 - November 2, 2000

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

January 20, 1995 - July 29, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 25, 1994 - July 22, 1994

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

January 14, 1993 - February 3, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

February 26, 1987 - February 3, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 17, 1983 - November 11, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/8/2016)

IAR

Nebraska
(3/11/2016)

IAR

South Dakota
(3/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2000

General Securities Principal Examination

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

OPTIMUM FINANCIAL GROUP | OPTIMUM WEALTH MANAGEMENT, LLC

CRD#: 282421 / SEC#:

Iowa

Registered Investment Advisory firm - (3/4/2016 Approved)

Nebraska

Registered Investment Advisory firm - (3/11/2016 Approved)

South Dakota

Registered Investment Advisory firm - (3/2/2016 Approved)

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Contact information

Main Address

Pierre, SD

Mailing Address

P.o. Box 847, Pierre, SD 57501

Phone number

(605) 519-8900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 13,184,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelly J. Joneson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly John Joneson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VESTAX SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

AMERITAS INVESTMENT COMPANY, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/1997

Series 63

Date: 3/28/1985

Series 7

Date: 2/21/1987

Series 6

Date: 8/13/1983

Series 24

Date: 1/21/2000

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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