Cary W. Sucoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary William Sucoff was a registered financial professional .
Cary is a previously registered financial professional and started their career in finance in 1983. Cary had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2006 - February 6, 2012
EQUITY SOURCE PARTNERS, LLC
April 9, 2003 - August 17, 2006
LAIDLAW & COMPANY (UK) LTD.
February 25, 1997 - March 21, 2003
KSH INVESTMENT GROUP, INC.
July 31, 1993 - January 24, 1997
CITIGROUP GLOBAL MARKETS INC.
February 2, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
January 20, 1987 - January 28, 1991
UBS FINANCIAL SERVICES INC.
October 14, 1985 - February 2, 1987
ROONEY, PACE INC.
March 29, 1985 - October 23, 1985
KUHNS BROTHERS & LAIDLAW, INC.
June 12, 1984 - April 8, 1985
CRALIN & CO., INC.
August 23, 1983 - June 6, 1984
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY SOURCE PARTNERS, LLC
CRD#: 140227 / SEC#: , 8-67295
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
