Jerry W. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry William Wallace was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1983. Jerry had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - July 21, 2025
CORNERSTONE ADVISORY
September 19, 2001 - November 22, 2006
PARK AVENUE SECURITIES LLC
April 21, 1994 - August 13, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 26, 1990 - November 29, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 2, 1988 - June 13, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 22, 1983 - November 16, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 24, 1983 - October 11, 1983
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORNERSTONE ADVISORY
CRD#: 120363 / SEC#: 801-61114
Contact information
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 17,074,786 |
Red Flags
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