Thomas G. Voorhees
Professional summary
Thomas Gerard Voorhees is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Gerard Voorhees's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036May 29, 2015 - March 20, 2019
BREAN CAPITAL, LLC
April 19, 2013 - May 15, 2015
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 4, 2004 - February 25, 2013
KEEFE, BRUYETTE & WOODS, INC.
June 2, 2003 - March 4, 2004
ABN AMRO INCORPORATED
January 21, 1998 - September 5, 2002
BARCLAYS CAPITAL INC.
August 12, 1996 - January 1, 1998
UBS SECURITIES LLC
October 29, 1991 - August 1, 1996
CITICORP SECURITIES, INC.
September 24, 1986 - October 25, 1991
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
August 23, 1983 - August 26, 1986
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2019)
(6/7/2023)
(6/7/2023)
(10/1/2019)
(6/7/2023)
(6/7/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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