Jerry J. Szilagyi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry John Szilagyi was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2003. Jerry had worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2015 - March 16, 2020
ALT FUND DISTRIBUTORS LLC
December 4, 2007 - February 27, 2010
THOMASLLOYD CAPITAL LLC
January 2, 2004 - December 5, 2005
SILVER LEAF PARTNERS, LLC
January 30, 2003 - March 27, 2003
ORBITEX FUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
