James M. Bloodgood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mathis Bloodgood, who also goes by James M. Bloodgood, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2009 - October 27, 2009
MSI FINANCIAL SERVICES, INC.
May 23, 2005 - March 15, 2021
JANNEY MONTGOMERY SCOTT LLC
May 4, 2001 - March 15, 2021
JANNEY MONTGOMERY SCOTT LLC
April 16, 1996 - May 9, 2001
PRUDENTIAL EQUITY GROUP, LLC
September 13, 1991 - April 26, 1996
CITIGROUP GLOBAL MARKETS INC.
August 14, 1990 - October 1, 1991
DOMINICK & DICKERMAN LLC
January 2, 1990 - August 6, 1990
PRESCOTT, BALL & TURBEN, INC.
August 30, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
March 31, 1986 - August 21, 1989
HUBERMAN SECURITIES CORP.
July 21, 1983 - April 16, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
