Nancy A. Socha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Ann Socha, who also goes by Nancy A Duquette, Nancy Ann Duquette Socha, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1983. Nancy had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2008 - March 22, 2019
SOCHA FINANCIAL GROUP
February 3, 2006 - October 16, 2009
FSC SECURITIES CORPORATION
June 19, 1996 - October 16, 2009
FSC SECURITIES CORPORATION
June 7, 1990 - June 21, 1996
ROBERT THOMAS SECURITIES, INC
November 9, 1987 - June 11, 1990
BROAD REACH CAPITAL, INC.
November 21, 1985 - November 20, 1987
TOWNSLEY ASSOCIATES & COMPANY, INC.
August 23, 1983 - November 25, 1985
LESKO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOCHA FINANCIAL GROUP
CRD#: 108120 / SEC#: 801-55938
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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