Russell H. Jacobsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Harvey Jacobsen, who also goes by Russ Jacobsen, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1983. Russell had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2009 - January 2, 2020
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
August 18, 2000 - August 26, 2009
UBS FINANCIAL SERVICES INC.
March 21, 1996 - September 12, 2000
PIPER SANDLER & CO.
January 15, 1993 - March 19, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 1989 - January 18, 1993
PRUDENTIAL EQUITY GROUP, LLC
September 23, 1983 - January 23, 1989
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
