Sol Edelstein
Professional summary
Sol Edelstein is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Sol is registered as a RR (Registered Representative) and started their career in finance in 1983. Sol has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sol Edelstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2012 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005August 30, 2012 - December 12, 2012
DINOSAUR FINANCIAL GROUP, L.L.C
May 25, 2012 - May 29, 2012
DINOSAUR FINANCIAL GROUP, L.L.C
February 1, 2010 - September 24, 2012
MSI FINANCIAL SERVICES, INC.
January 4, 2005 - February 10, 2010
MML INVESTORS SERVICES, LLC
October 6, 1983 - November 12, 2004
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2023)
(11/12/2015)
(12/13/2012)
Exams
FINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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