Jimmy Daryl Curtis
Professional Summary
Jimmy Daryl Curtis, who also goes by Daryl Curtis, is a registered financial advisor currently at LEO WEALTH, LLC located in Amarillo, Texas and LEO WEALTH AMERICAS, LLC located in Amarillo, Texas. Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jimmy has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daryl Curtis
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Years of Experience
43 years in the financial services industry
Current & Past Employments
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Current Firm
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
Contact Information
Main Address
379 Thornall St. Floor 9, Suite 9, Edison, NJ 08837Phone Number
(732) 903-2600# of Employees
40SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,195AUM (Assets Under Management)
$3,205,181,999Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2025 | Cover Page | Report |
| 10/23/2024 | Cover Page | Report |
| 11/30/2023 | Cover Page | Report |
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
Primary Firm SEC Registration
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
State Registrations and Notice Filings
(10/27/2005)
(10/8/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Daryl Curtis's CRS (Customer Relationship Summary).
Similar Advisors
DIWY FINANCIAL PLANNING
SOUND TRUST WEALTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
TD PRIVATE CLIENT WEALTH LLC
