Jimmy D. Curtis

LEO WEALTH

AMARILLO, TX 79106

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CRD#: 1155933

Professional summary

Jimmy Daryl Curtis, who also goes by Daryl Curtis, is a registered financial advisor currently at LEO WEALTH, LLC located in Amarillo, Texas and LEO BROKERAGE, LLC located in Amarillo, Texas.

Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jimmy has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daryl Curtis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Daryl Curtis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2021 - Present

LEO WEALTH, LLC

Office #1: 6300 I-40 West, Amarillo, TX 79106

RIA

CRD#: 283891

AMARILLO, TX

Current

October 27, 2005 - Present

LEO BROKERAGE, LLC

Office #1: 6300 I-40 West Suite 130, Amarillo, TX 79106

CRD#: 109121

Amarillo, TX

Past

October 27, 2005 - January 3, 2022

LEO BROKERAGE, LLC

RIA

CRD#: 109121

HURST, TX

Past

October 13, 2003 - October 25, 2005

MACRO WEALTH ADVISORS, INC.

RIA

CRD#: 127586

AMARILLO, TX

Past

April 16, 2003 - April 23, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

December 2, 1998 - April 10, 2003

OMEGA SECURITIES, INC.

RIA

CRD#: 7164

FORT WORTH, TX

Past

November 30, 1998 - April 10, 2003

OMEGA SECURITIES, INC.

CRD#: 7164

FORT WORTH, TX

Past

July 31, 1998 - November 16, 1998

CAPITAL WEST INVESTMENT GROUP, INC.

CRD#: 39446

Past

June 3, 1993 - July 27, 1998

OMEGA SECURITIES, INC.

CRD#: 7164

FORT WORTH, TX

Past

January 7, 1992 - May 28, 1993

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 7, 1984 - December 24, 1991

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

August 23, 1983 - March 13, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(10/27/2005)

IAR

Texas
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

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Contact information

Main Address

860 Airport Freeway Suite 402, Hurst, TX 76054

Mailing Address

Phone number

(817) 354-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEO WEALTH, LLC - ADV PART 2A BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	4,566
AUM (Assets Under Management)	$ 2,655,950,651

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report
10/23/2024	Cover Page	Report
11/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jimmy D. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Daryl Curtis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO BROKERAGE, LLC

LEO BROKERAGE, LLC

MACRO WEALTH ADVISORS, INC.

PARK AVENUE SECURITIES LLC

OMEGA SECURITIES, INC.

OMEGA SECURITIES, INC.

CAPITAL WEST INVESTMENT GROUP, INC.

OMEGA SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

LEO WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1983

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

FINRA

Current Firm

LEO WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEO WEALTH, LLC

TRUST BUT VERIFY

Contact information

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