Michael A. Urbik

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CRD#: 1155930

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Anthony Urbik, who also goes by Michael A Urbik, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael A Urbik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT-HINSDALE ASSOCIATES FINANCIAL CORP. - (OFFICER), INVESTMENT ADVISORY. SALES OF LIFE INSURANCE, HEALTH INSURANCE, AND ANNUITIES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 4, 2009 - December 31, 2024

HINSDALE ASSOCIATES

RIA

CRD#: 108293

HINSDALE, IL

Past

April 15, 2008 - December 31, 2020

HINSDALE ASSOCIATES

RIA

CRD#: 108293

HINSDALE, IL

Past

April 13, 2006 - April 12, 2007

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

HINSDALE, IL

Past

January 8, 2004 - December 31, 2005

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

HINSDALE, IL

Past

February 6, 1998 - December 31, 2003

STERLING PORTFOLIO ALLOCATION SERVICE INC

RIA

CRD#: 110796

HINSDALE, IL

Past

May 24, 1993 - December 31, 2005

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

July 19, 1983 - May 27, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HINSDALE ASSOCIATES

HINSDALE ASSOCIATES | HINSDALE ASSOCIATES, INC. | HINSDALE ASSOCIATES FINANCIAL SERVICES CORP

CRD#: 108293 / SEC#: 801-18789

RIA

Registered Investment Advisory firm - (5/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/26/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HINSDALE ASSOCIATES

HINSDALE ASSOCIATES | HINSDALE ASSOCIATES, INC. | HINSDALE ASSOCIATES FINANCIAL SERVICES CORP

CRD#: 108293 / SEC#: 801-18789

RIA

Registered Investment Advisory firm - (5/4/1983 Approved)

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Contact information

Main Address

15 Spinningwheel Road Suite 226, Hinsdale, IL 60521

Mailing Address

Phone number

(630) 325-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HINSDALE ADV.2025.FINAL (3/20/2025)

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 109,728,381

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Urbik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HINSDALE ASSOCIATES

MADISON AVENUE SECURITIES, LLC

WATERSTONE FINANCIAL GROUP, INC.

STERLING PORTFOLIO ALLOCATION SERVICE INC

WATERSTONE FINANCIAL GROUP, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

HINSDALE ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/1996

Series 63

Date: 11/30/1983

Series 7

Date: 8/15/1987

Series 22

Date: 7/26/1984

Series 6

Date: 7/18/1983

Current Firm

HINSDALE ASSOCIATES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HINSDALE ASSOCIATES

TRUST BUT VERIFY

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