Edward A. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Allen Siegel was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 10 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 16, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2015 - December 14, 2020
CALIBRE GROUP SECURITIES, LLC
March 12, 2015 - April 4, 2016
EIGHT PINES SECURITIES LLC
November 16, 2011 - March 11, 2015
SEAPORT GLOBAL SECURITIES LLC
May 19, 2003 - December 2, 2011
RAYMOND JAMES & ASSOCIATES, INC.
July 29, 1999 - May 12, 2003
TD SECURITIES (USA) LLC
April 18, 1997 - July 29, 1999
LEHMAN BROTHERS INC.
March 21, 1995 - March 28, 1997
SCOTIA CAPITAL (USA) INC.
January 1, 1994 - March 24, 1995
LEHMAN BROTHERS INC.
February 19, 1987 - February 26, 1988
BENNETT, MULLANEY & CO., INC.
April 16, 1984 - October 27, 1987
FIRST COMMONWEALTH INVESTMENT CORPORATION
August 8, 1983 - July 31, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/8/2022
Investment Banking Registered Representative ExaminationCurrent Firm
CALIBRE GROUP SECURITIES, LLC
CRD#: 175370 / SEC#: , 8-69592
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALIBRE GROUP LLC | MEMBER | |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| SIEGEL, EDWARD ALLEN | EXECUTIVE REPRESENTATIVE, CCO, AML | |
| TUMULTY, JAMES SHANNON | PRESIDENT, CEO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
