Gary M. Hale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Marvin Hale was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 10 firms and has passed the Series 65, Series 63, Series 6, Series 3, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2006 - October 26, 2012
GREEN INVESTMENT MANAGEMENT, INC.
July 12, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
June 15, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
July 31, 1993 - March 21, 1997
CITIGROUP GLOBAL MARKETS INC.
October 17, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
May 18, 1988 - September 9, 1988
MURCHISON INVESTMENT BANKERS, INC.
May 21, 1986 - August 29, 1988
ECAPNETWORK SECURITIES, INC.
January 8, 1986 - May 17, 1986
ACUMENT SECURITIES, INC.
June 26, 1985 - January 9, 1986
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
March 8, 1984 - June 6, 1985
BALCOR SECURITIES COMPANY
December 13, 1983 - March 30, 1984
JMB SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREEN INVESTMENT MANAGEMENT, INC.
CRD#: 109695 / SEC#: 801-21093
Contact information
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 60,659,991 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
