Kevin J. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Jay Howard was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2016 - December 3, 2024
FRANKLIN DISTRIBUTORS, LLC
October 14, 2005 - September 8, 2016
J.P. MORGAN INVESTMENT MANAGEMENT INC.
July 8, 2005 - August 26, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 15, 2003 - June 28, 2005
WOODBURY FINANCIAL SERVICES, INC.
June 16, 2000 - January 13, 2003
HARTFORD FUNDS DISTRIBUTORS, LLC
June 1, 1998 - May 12, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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