John C. Martens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Martens, who also goes by Chris Martens, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - September 3, 2013
PLANNING SOLUTIONS GROUP, LLC
January 14, 2010 - August 17, 2010
XML SECURITIES
January 30, 1986 - December 21, 1987
MHA FINANCIAL CORP
August 2, 1983 - October 3, 1983
JEFFERSON SECURITIES,LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNING SOLUTIONS GROUP, LLC
CRD#: 154118 / SEC#: 801-71722
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
