James J. Staebell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Staebell was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2006 - August 4, 2015
P.R. GILBOY & ASSOCIATES, INC.
February 27, 2001 - March 11, 2005
CITIGROUP GLOBAL MARKETS INC.
May 7, 1985 - March 1, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
November 3, 1983 - September 28, 1984
WOLFE & HURST SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
P.R. GILBOY & ASSOCIATES, INC.
CRD#: 46764 / SEC#: , 8-51527
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
