Gail C. Hilder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Castleman Hilder, who also goes by Gail Patricia Castleman, Gail P Hilder, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1984. Gail had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2010 - December 8, 2021
CENTAURUS FINANCIAL, INC.
February 3, 2010 - December 8, 2021
CENTAURUS FINANCIAL, INC.
January 9, 2003 - February 11, 2010
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - February 11, 2010
TRUIST INVESTMENT SERVICES, INC.
April 12, 1993 - May 26, 2000
CRESTAR SECURITIES CORPORATION
May 19, 1992 - April 17, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
February 14, 1992 - June 24, 1992
SCOTT & STRINGFELLOW, INC.
January 4, 1989 - February 12, 1992
DOMINION INVESTMENT BANKING, INC.
April 1, 1985 - December 5, 1988
PRUDENTIAL EQUITY GROUP, LLC
October 25, 1984 - April 15, 1985
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
