George Grimbilas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Grimbilas JR, who also goes by None, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1994. George had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2006 - April 30, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
July 23, 2001 - May 30, 2006
RANGEMARK CAPITAL MARKETS, INC.
July 11, 1994 - April 13, 2000
R.W.PRESSPRICH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/17/1991
Non-Member General Securities ExaminationCurrent Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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