Mark J. Iacono
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Jude Iacono, who also goes by Mark J Iacono, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 17 firms and has passed the Series 63, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - September 23, 2014
WTS PROPRIETARY TRADING GROUP LLC
August 25, 2003 - September 22, 2004
GREAT EASTERN SECURITIES, INC.
September 18, 2002 - July 22, 2003
BENCHMARK SECURITIES GROUP, INC.
February 12, 2002 - March 12, 2002
BROCKINGTON SECURITIES, INC.
October 25, 2000 - December 11, 2001
BROCKINGTON SECURITIES, INC.
February 5, 1998 - November 2, 2000
PARKER FINANCIAL CORP.
February 23, 1996 - December 16, 1997
GOLDIS FINANCIAL GROUP, INC.
May 2, 1995 - January 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 15, 1993 - April 3, 1995
A. T. BROD & CO. INC.
May 2, 1991 - November 9, 1993
ROBERT TODD FINANCIAL CORP.
December 5, 1990 - April 26, 1991
J. GREGORY & COMPANY, INC.
February 23, 1990 - March 22, 1990
HUDSON SECURITIES,INC.
June 5, 1989 - September 25, 1989
JESUP & LAMONT SECURITIES CO., INC.
December 1, 1988 - April 12, 1989
UBS CAPITAL MARKETS L.P.
September 26, 1986 - November 23, 1988
BAIRD, PATRICK & CO., INC.
May 14, 1986 - September 18, 1986
RAYMOND JAMES & ASSOCIATES, INC.
January 22, 1985 - April 3, 1986
INVESTORS CENTER, INC.
August 22, 1984 - November 8, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 11/1/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
