RS
Robert I. Spak
EAGLE STRATEGIES LLC
BOCA RATON, FL 33431
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CRD#: 1154882
RS
Professional summary
Robert Irwin Spak, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Boca Raton, Florida and NYLIFE SECURITIES LLC located in Boca Raton, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[R.I.S. INSURANCE INC; 12200 GARDEN DRIVE, COOPER CITY, FL 33026; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS ; PRESIDENT OF R. I. S. INSURANCE INC.; INCORPORATED ON FEBRUARY 3, 1984 ; 20 HOURS PER MONTH ; SALES AND SERVICE OF GROUP MEDICAL, DENTAL, DISABILITY AND LIFE INSURANCE PRODUCTS.] [Aspen Insurance Holdings Limited; passive investor; start date 10/2016; held in Trust account through Morgan Stanley] {AT&T Preferred Stock; passive investor; investment related; start date 10/2017; Held in Morgan Stanley Trust Accounts- [ACCOUNT NO.], [ACCOUNT NO.] [ACCOUNT NO.] [ACCOUNT NO.]] [Vornado Realty Trust 5.25% Series M Cumulative Redeemable Preferred Shares; Held in Morgan Stanley Trust Account [ACCOUNT NO.]; passive investor; investment related; start date 12/2017] [OPERATING UNDER THE DBA NAME OF THE BRIDGE GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BOCA RATON, FL; START DATE: 04/2020] [Jewish Association for Residential Care (JARC); Housing and training for developmentally challenged individuals; 21160 95th Avenue S, Boca Raton, FL 33428; Start Date 08/2020; Role/Title: Member; Not Investment Related; 15 hours per month; 10 hours per month during securities trading hours;Member of the finance committee. one of 10 members of the finance committee that work on establishing the budget and recommending how funds for the organization should be used to benefit and protect the residents]
CRS (Client Relationship Summary) - RIA
Click below to view Robert Irwin Spak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 14, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 2500 North Military Trail Suite 300, Boca Raton, FL 33431RIA
CRD#: 110826
BOCA RATON, FL
Current
August 31, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 2500 North Military Trail Suite 300, Boca Raton, FL 33431BD
CRD#: 5167
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/3/2021)
RR
Arkansas(2/7/2023)
RR
California(3/31/1992)
RR
District of Columbia(1/9/2017)
RR
Florida(6/11/1984)
IAR
Florida(11/14/2003)
RR
Georgia(6/28/1990)
RR
Illinois(7/12/2006)
RR
Louisiana(5/21/2007)
RR
Michigan(7/29/1997)
RR
Mississippi(4/23/2018)
RR
New Jersey(9/9/1993)
RR
New Mexico(10/28/2020)
RR
New York(6/28/1990)
RR
North Carolina(2/4/1999)
RR
Pennsylvania(6/28/1990)
RR
South Carolina(5/14/2001)
RR
Tennessee(7/29/2014)
RR
Texas(4/15/1991)
IAR
Texas(6/1/2018)
RR
Virginia(2/14/2013)
RR
Wisconsin(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Boca Raton, FL 33431TRUST BUT VERIFY
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