Denny L. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denny Lee Holmes was a registered financial professional .
Denny is a previously registered financial professional and started their career in finance in 1983. Denny had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2014 - December 31, 2020
MISSION CONTROL INVESTMENT STRATEGIES, LLC
January 3, 2006 - February 2, 2009
GENEOS WEALTH MANAGEMENT, INC.
February 11, 2003 - May 22, 2013
STURNIOLO JOSEPH S & ASSOCIATES INC
September 28, 2000 - January 4, 2006
FIRST ALLIED SECURITIES, INC.
January 1, 1999 - December 31, 2013
MISSION CONTROL INVESTMENT STRATEGIES, LLC
January 13, 1995 - October 25, 2000
D.E. FREY & COMPANY, INC.
September 5, 1990 - December 31, 1994
RAUSCHER PIERCE REFSNES, INC.
April 11, 1988 - September 20, 1990
LEHMAN BROTHERS INC.
July 21, 1983 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
MISSION CONTROL INVESTMENT STRATEGIES, LLC
CRD#: 114864 / SEC#:
Contact information
Red Flags
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