Daniel D. Schut
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Drew Schut was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - May 17, 2019
PPS & V ASSET MANAGEMENT CONSULTANTS INC
March 14, 2003 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 10, 1992 - April 30, 2003
PONTELLO PRIOR SCHUT & VLIEK, INC.
February 15, 1988 - February 5, 1992
LEHMAN BROTHERS INC.
July 21, 1983 - February 15, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CRD#: 110491 / SEC#: 801-40057
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CRD#: 110491 / SEC#: 801-40057
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 584 |
| AUM (Assets Under Management) | $ 253,685,075 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
