David E. Elvove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Elliot Elvove was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - January 25, 2018
NATIONAL SECURITIES CORPORATION
January 8, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
September 30, 2009 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
September 30, 2009 - May 12, 2016
RIDGEWAY & CONGER, INC.
November 1, 2007 - September 30, 2009
SPIRE SECURITIES, LLC
October 15, 2003 - September 30, 2009
SPIRE WEALTH MANAGEMENT, LLC
October 9, 2003 - November 2, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 21, 2001 - September 22, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2001 - September 22, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 15, 1997 - February 2, 2001
UBS FINANCIAL SERVICES INC.
July 21, 1983 - September 12, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
