Kristi L. Lappen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Lynn Lappen, who also goes by Kristi Lynn Ferruolo, was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 1983. Kristi had worked at 3 firms and has passed the Series 63, SIE, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1994 - February 15, 1996
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
October 15, 1993 - April 1, 2016
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/20/1982
Non-Member General Securities ExaminationCurrent Firm
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
CRD#: 19242 / SEC#: , 8-37340
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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