Thomas J. Zweidinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Zweidinger SR, who also goes by Bo Zweidinger, Thomas J Zweidinger, Thomas James Zweidinger, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2004 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
March 28, 2001 - January 3, 2005
MONY SECURITIES CORPORATION
September 6, 2000 - April 27, 2001
METROPOLITAN LIFE INSURANCE COMPANY
September 6, 2000 - April 27, 2001
MSI FINANCIAL SERVICES, INC.
November 2, 1999 - August 24, 2000
PRUCO SECURITIES, LLC.
November 25, 1996 - October 26, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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