Nicholas J. Zec
Professional summary
Nicholas John Zec JR, who also goes by Nicholas J Zec Jr, Nicholas John Zec, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Bradenton, Florida.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1983. Nicholas has worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas John Zec JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2007 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 717 Manatee Ave. W. Suite 300, Bradenton, FL 34205July 2, 2007 - July 3, 2007
WEDBUSH SECURITIES INC.
March 15, 2002 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
January 23, 1996 - September 21, 2000
AETNA FINANCIAL SERVICES, INC.
October 15, 1993 - January 15, 2002
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2021)
(7/17/2007)
(8/8/2022)
(9/27/2021)
(9/19/2017)
(1/5/2023)
(1/5/2023)
(10/19/2023)
(1/4/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 2
Date: 1/6/1982
Non-Member General Securities ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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