Thomas R. Trumble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ray Trumble, who also goes by Thomas R Trumble, Tom Trumble, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 2, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2004 - December 31, 2016
WEALTHSPIRE ADVISORS
January 21, 2004 - March 31, 2016
KESTRA INVESTMENT SERVICES, LLC
December 15, 2000 - January 9, 2004
OSAIC FA, INC.
September 13, 2000 - January 9, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 13, 2000 - January 9, 2004
OSAIC FA, INC.
October 15, 1993 - October 13, 1998
VOYA FINANCIAL PARTNERS, LLC
March 5, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 1, 1990 - October 15, 1993
AELTUS CAPITAL, INC
June 24, 1983 - December 21, 1989
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - September 26, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/29/1970
Non-Member General Securities ExaminationCurrent Firm
WEALTHSPIRE ADVISORS
CRD#: 126665 / SEC#: 801-62078
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,794 |
| AUM (Assets Under Management) | $ 1,012,843,208 |
Red Flags
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