Charles M. Tarara
Professional summary
Charles Milford Tarara, who also goes by Charles Tarara, is a registered financial advisor currently at LIONS WEALTH MANAGEMENT located in Mendota Heights, Minnesota.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Charles has worked at 4 firms and has passed the Series 65, Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Milford Tarara's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2023 - Present
LIONS WEALTH MANAGEMENT
August 17, 2006 - December 13, 2018
PLANNERS FINANCIAL SERVICES, INC.
October 15, 1993 - January 4, 2001
VOYA FINANCIAL PARTNERS, LLC
June 5, 1984 - April 6, 2023
PLANNERS FINANCIAL SERVICES, INC.
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2023)
Exams
Current Firm
LIONS WEALTH MANAGEMENT
CRD#: 300393 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 472 |
| AUM (Assets Under Management) | $ 80,000,000 |
Red Flags
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