Maxine J. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxine June Stone, who also goes by Maxine Bartelsfone, Maxine Bartlestone, Maxine Grossman, Maxine Grossman Stone, Maxine J Stone, was a registered financial professional .
Maxine is a previously registered financial professional and started their career in finance in 1983. Maxine had worked at 4 firms and has passed the Series 22 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1997 - February 6, 2001
WMA SECURITIES, INC.
October 15, 1993 - November 16, 1995
VOYA FINANCIAL PARTNERS, LLC
December 28, 1984 - September 20, 1989
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/7/1981
Non-Member General Securities ExaminationCurrent Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
