Cassandra J. Haynes

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CRD#: 1152991

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cassandra Jane Haynes, who also goes by C J Haynes, Cassandra Reveal Haynes, Cassandra J Reveal, Cassandra Jane Reveal, was a registered financial professional .

Cassandra is a previously registered financial professional and started their career in finance in 1983. Cassandra had worked at 5 firms and has passed the Series 63, Series 2 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C J Haynes | Cassandra Reveal Haynes | Cassandra J Reveal | Cassandra Jane Reveal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2002 - December 1, 2015

IAS WEALTH MANAGEMENT, INC.

RIA

CRD#: 112486

THE WOODLANDS, TX

Past

August 15, 1994 - February 17, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 28, 1991 - September 29, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

November 28, 1989 - September 29, 1993

AELTUS CAPITAL, INC

CRD#: 24928

HARTFORD, CT

Past

June 24, 1983 - December 21, 1989

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

June 19, 1983 - July 9, 1990

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAS WEALTH MANAGEMENT, INC.

IAS WEALTH MANAGEMENT, INC. | INVESTMENT ADVISORY SERVICES, INC

CRD#: 112486 / SEC#: 801-60648

RIA

Registered Investment Advisory firm - (10/19/2001 Approved)

Texas

Registered Investment Advisory firm - (11/12/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 8/5/1981

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 26

Date: 6/3/1991

Investment Company Products/Variable Contracts Principal Examination

Current Firm

IAS WEALTH MANAGEMENT, INC.

IAS WEALTH MANAGEMENT, INC. | INVESTMENT ADVISORY SERVICES, INC

CRD#: 112486 / SEC#: 801-60648

RIA

Registered Investment Advisory firm - (10/19/2001 Approved)

Texas

Registered Investment Advisory firm - (11/12/2001 Terminated)

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Contact information

Main Address

9303 New Trails Drive Suite 450, The Woodlands, TX 77381

Mailing Address

Phone number

(281) 364-0606

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B FORM ADV FEBRUARY 2025 (2/25/2025)

ADV FORM 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	865
AUM (Assets Under Management)	$ 495,605,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cassandra J. Haynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINCOLN FINANCIAL DISTRIBUTORS, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

AELTUS CAPITAL, INC

AETNA FINANCIAL SERVICES, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

IAS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/19/1992

Series 2

Date: 8/5/1981

Series 26

Date: 6/3/1991

Current Firm

IAS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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