Charles J. Randazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Joseph Randazzo, who also goes by Charles J Randazzo, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1983. Charles had worked at 5 firms and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2005 - August 19, 2011
WRP INVESTMENTS, INC.
January 14, 2005 - August 19, 2011
WRP INVESTMENTS, INC.
February 7, 2002 - December 31, 2004
WRP INVESTMENTS, INC.
July 1, 1991 - December 31, 2004
WRP INVESTMENTS, INC.
April 1, 1991 - July 17, 1991
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 17, 1990 - April 1, 1991
PW SECURITIES, INC.
March 10, 1989 - August 8, 1990
ROBERT THOMAS SECURITIES, INC
June 19, 1983 - February 20, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/31/1980
Non-Member General Securities ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
