Larry Robert Balliett
Professional Summary
Larry Robert Balliett was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1969 - 1999. Larry had worked at 13 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 000 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
BANGOR SECURITIES, INC. | LIVADA SECURITIES, INC.
Contact Information
Established
Maine since 11/09/1969Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANGOR SAVINGS BANK AND SUBSIDIARIES | 100% OWNER | — |
| BOSSIDY, ERIC GARETH | VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | 2524738 |
| CARLISLE, DAVID M | DIRECTOR | — |
| CONLON, JAMES J. | DIRECTOR | — |
| MACLEOD, JAMES A | PRESIDENT | 4372272 |
| NICKERSON, BRUCE G | TREASURER/OFFICER | — |
| PIASIO, GREGG MICHAEL | DIRECTOR | 1288289 |
| STRONG, ROBERT A | DIRECTOR | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1981Series 000 — General Securities Principal Examination
Passed Feb 1969Series 1 — Registered Representative Examination
Passed Feb 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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