Don E. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Edward Mitchell MR, who also goes by Don E Mitchell, Don Edward Mitchell, was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1983. Don had worked at 7 firms and has passed the Series 63, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2003 - December 31, 2004
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
January 24, 2001 - January 22, 2002
LIFEMARK SECURITIES CORP.
May 26, 1998 - December 31, 2000
LOCUST STREET SECURITIES, INC.
January 7, 1997 - February 4, 1998
TITAN/VALUE EQUITIES GROUP, INC.
January 19, 1994 - April 22, 1996
TAYLOR SECURITIES, INC.
August 22, 1984 - December 22, 1993
CBL EQUITIES, INC.
June 19, 1983 - November 22, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/21/1978
Non-Member General Securities ExaminationCurrent Firm
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
CRD#: 121699 / SEC#: , 8-65439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL SERVICE CORPORATION | SOLE SHAREHOLDER | 4806 |
| BECKER, DAVID CLIFFORD SR. | FINOP, VICE PRESIDENT | 4635972 |
| BROWN, STEPHANIE LEIGH | DIRECTOR | 1973369 |
| CLOUD, VINCENT THOMAS | EXEC VP/DIRECTOR | 1107858 |
| COATES, SUSAN LOHMANN | SR. VICE PRESIDENT | 1563043 |
| DIXON, JOHN LINCOLN | CHAIRMAN | 68827 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER | 1821773 |
| KAMINSKI, DENNIS STANLEY | EXEC VP/ASST. SECRETARY/DIRECTOR | 1013459 |
| LYLE, TIMOTHY JAMES | SR. VP/CHIEF COMPLIANCE OFFICER | 1111138 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
Disclosures
| Arbitration | 1 |
Red Flags
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