John F. Mellor

CENTAURUS FINANCIAL

East Greenwich, RI 02818

Some features on this profile are disabled

CRD#: 1152292

Professional summary

John Frederick Mellor, who also goes by Jack Mellor, John F Mellor, John Mellor, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in East Greenwich, Rhode Island.

John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack Mellor | John F Mellor | John Mellor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Mellor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2020 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 5 Divison Street, East Greenwich, RI 02818

RIA

CRD#: 30833

East Greenwich, RI

Past

January 20, 2016 - May 21, 2020

INVESTACORP, INC.

CRD#: 7684

EAST GREENWICH, RI

Past

April 25, 2011 - February 17, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

EAST GREENWICH, RI

Past

September 27, 2007 - May 3, 2011

OSAIC FS, INC.

CRD#: 3870

E. GREENWICH, RI

Past

October 15, 1993 - October 5, 2007

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

EAST GREENWICH, RI

Past

August 7, 1993 - December 31, 1995

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

March 31, 1987 - May 4, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

June 10, 1985 - June 27, 1987

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

Past

June 19, 1983 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/18/2020)

Florida
(5/18/2020)

Georgia
(5/18/2020)

Idaho
(8/11/2025)

Massachusetts
(5/18/2020)

Nevada
(5/27/2020)

New Hampshire
(5/18/2020)

New Jersey
(2/23/2021)

New York
(5/18/2020)

North Carolina
(5/20/2020)

Oregon
(5/18/2020)

Rhode Island
(5/18/2020)

South Carolina
(5/18/2020)

Texas
(1/20/2023)

Virginia
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 9/9/1985

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John F. Mellor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Mellor's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTACORP, INC.

INVESTORS CAPITAL CORP.

OSAIC FS, INC.

VOYA FINANCIAL PARTNERS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

LINSCO FINANCIAL GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1985

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 22

Date: 9/9/1985

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors