John F. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Mccarthy JR, who also goes by John F Mccarthy Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2013 - December 31, 2015
CABOT LODGE SECURITIES LLC
February 22, 2011 - July 24, 2013
ALLIED BEACON PARTNERS, INC.
June 23, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
April 30, 2008 - April 30, 2010
EVOLVE SECURITIES, INC.
October 24, 2000 - April 30, 2008
AFS BROKERAGE, INC.
March 27, 1997 - November 13, 2000
TOWER SQUARE SECURITIES, INC.
October 15, 1993 - March 27, 1997
VOYA FINANCIAL PARTNERS, LLC
November 24, 1989 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 19, 1983 - June 12, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/27/1972
Non-Member General Securities ExaminationCurrent Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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