Robert B. Mcanany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Barton Mcanany, who also goes by Bob Mcanany, Robert B Mcanany, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 6, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2000 - December 31, 2003
INVESTORS CAPITAL CORP.
December 1, 1997 - October 19, 2000
CAPITAL BROKERAGE CORPORATION
July 13, 1993 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
June 19, 1983 - February 23, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/26/1975
Non-Member General Securities ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
