Robert D. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dewey Knight, who also goes by Robert D Knight, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1984 - August 10, 1987
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - August 10, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/5/1972
Non-Member General Securities ExaminationCurrent Firm
AETNA FINANCIAL SERVICES, INC.
CRD#: 13255 / SEC#: , 8-15456
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AETNA RETAIL HOLDING COMPANY, INC. | PARENT COMPANY | |
| BAKER, ALLAN | PRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER | 850724 |
| HAXTON, STEVEN ARTHUR | DIRECTOR | 1214242 |
| HEGEDUS, GARY J | DIRECTOR | 2677397 |
| MARR, NORMAN MARK | TREASURER, CHIEF FINANCIAL OFFICER | 2790881 |
| SQUILLACOTE, THERESE MORNEAULT | VICE PRESIDENT, COMPLIANCE | 1886692 |
| TODD, JOHN FRANKLIN | CHIEF LEGAL OFFICER AND SECRETARY |
Disclosures
| Regulatory Event | 1 |
Red Flags
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