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RJ

Ronald A. Jenssen

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CRD#: 1151512
RJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Axel Jenssen, who also goes by Ronald A Jenssen, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 11 firms and has passed the Series 63, Series 7, Series 2, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ronald A Jenssen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 24, 2015 - November 17, 2017

DAVINCI CAPITAL MANAGEMENT, INC.

RIA
CRD#: 46897
CONCORD, MA
Past

October 6, 2010 - November 30, 2011

BROOKLIGHT PLACE SECURITIES, INC.

BD
CRD#: 15764
CONCORD, MA
Past

January 16, 2008 - December 31, 2008

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BOSTON, MA
Past

September 10, 2003 - June 21, 2006

QA3 FINANCIAL CORP.

BD
CRD#: 14754
OMAHA, NE
Past

January 25, 2002 - December 4, 2002

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

April 13, 1989 - November 30, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 13, 1989 - November 30, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 24, 1987 - March 22, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

December 22, 1986 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

BD
CRD#: 7420
Past

April 24, 1985 - May 23, 1985

THE ADVISORS GROUP, INC.

BD
CRD#: 14035
Past

June 19, 1983 - June 15, 1987

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/10/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 3/26/1976
Non-Member General Securities Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/27/1987
General Securities Principal Examination

Current Firm


DC
DAVINCI CAPITAL MANAGEMENT, INC.
DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580

RIA
Registered Investment Advisory firm - SEC (1/30/2009 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Maine
Registered Investment Advisory firm - SEC (11/12/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/8/2008 Approved)
New Hampshire
Registered Investment Advisory firm - SEC (6/10/2009 Approved)
New Jersey
Registered Investment Advisory firm - SEC (12/17/2024 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
801 Cambridge St., Cambridge, MA 02141
Mailing Address
801 Cambridge St., Cambridge, MA 02141
Phone number
(617) 354-3222
Established
Delaware since 12/15/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
AIRGEAD, LLCHOLDING COMPANY
MCGOWAN, ROBERT FRANCISAML SUPERVISOR1733686
MCSWEENEY, JAMES JOSEPHPRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.1620191
SEMPRUCCI, GREGG PATRICKMUNI PRINCIPAL/CCO1854392
SERRA, CARL ANTHONY IIIFINOP3179039

Regulatory assets under management


Total Number of Accounts85
AUM (Assets Under Management)$ 40,216,551

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897

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