Roberta A. Tugaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Ann Tugaw Ms, who also goes by Bobbi Bowman, Roberta Ann Bowman, Bobbi Hixson, Roberta A Hixson, Roberta Ann Hixson, Bobbi Tugaw, Roberta Ann Tugaw, was a registered financial professional .
Roberta is a previously registered financial professional and started their career in finance in 1999. Roberta had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - October 23, 2019
SST BENEFITS CONSULTING
August 18, 2016 - September 30, 2019
WEALTHSPIRE RETIREMENT ADVISORY
April 26, 2011 - November 22, 2017
SST BENEFITS CONSULTING
January 14, 2003 - December 9, 2008
CETERA WEALTH SERVICES, LLC
February 22, 1999 - February 13, 2001
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
SST BENEFITS CONSULTING
CRD#: 288129 / SEC#: 801-110377
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SST BENEFITS CONSULTING
CRD#: 288129 / SEC#: 801-110377
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 280,394,905 |
Red Flags
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