Patrick Gardner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Gardner, who also goes by Lynn P Gardner, Lynn Patrick Gardner, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1983. Patrick had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2009 - February 3, 2015
PYRAMIS DISTRIBUTORS CORPORATION LLC
April 9, 2007 - February 3, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
May 12, 2005 - July 28, 2005
MATRIX CAPITAL GROUP, INC.
March 11, 2002 - November 7, 2003
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 17, 1996 - April 13, 2000
CHARLES SCHWAB & CO., INC.
August 29, 1995 - March 29, 1996
INVESTORS CAPITAL CORP.
March 17, 1993 - September 1, 1993
WELLS FARGO SECURITIES INC.
February 13, 1991 - November 15, 1991
G. R. PHELPS & CO., INC.
March 1, 1984 - June 7, 1990
VANGUARD MARKETING CORPORATION
June 24, 1983 - February 5, 1985
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - February 5, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
