Geoffrey E. Fitts
Professional summary
Geoffrey Esty Fitts was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Geoffrey is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Geoffrey had worked at 2 firms, which includes VOYA FINANCIAL PARTNERS LLC, AETNA LIFE INSURANCE AND ANNUITY COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1993 - January 11, 2002
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/17/1975
Non-Member General Securities ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
